Business Information
The group's principal activities are to provide financial advisory, capital raising, mergers and acquisitions and restructuring services to small and mid-cap companies. It also provides trade execution in equity, high yield, convertible securities and fundamental research and asset management capabilities, to institutional investors. Additionally, the group provides prime brokerage, correspondent clearing, securities lending services and client services. On 23-Dec-2003, the group acquired broadview international llc.
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Name |
Title
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Email
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| Joseph Schenk | CFO, Exec. VP | N/A | | Brian Friedman | Dir. | N/A | | Maxine Syrjamaki | Controller | N/A | | Michael O'Kane | Dir. | N/A |
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Year |
Sales |
Net Income |
| 2006 | 1,963,208 | 205,750 | | 2005 | 1,497,873 | 157,443 | | 2004 | 1,198,639 | 131,366
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