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Vlad Uchenik is the Chief Operating Officer, Chief Compliance Officer and member of the Management Committee of SAFDIÉ ISC. Mr. Uchenik is responsible for all the day-to-day operations of the firm as well as compliance and regulatory matters related to the NASD registered broker/dealer and the registered investment advisor. Vlad joined the SAFDIE Group in May 2005. Vlad previously worked as Head of Regulatory Risk Control at U.S. Trust Company of New York responsible for all legal, regulatory, compliance and risk issues within the Operations department. Prior to that Vlad was the Chief Compliance Officer of Banco Bilbao Vizcaya Argentaria’s (BBVA) Section 20 broker/dealer in New York. Prior to that, Mr. Uchenik was the Chief Compliance Officer of Security Financial Group, an NASD broker/dealer and SEC registered investment advisor in Phoenixville, PA. Mr. Uchenik started his compliance career as a compliance examiner for the NASD’s Philadelphia district office. Mr. Uchenik holds an MBA in Finance from Temple University in Philadelphia, PA and a B.S. in Business Management from Rutgers University in New Brunswick, NJ. | 