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With Joe Krys and Harold Golz, Tom Boyle founded the firm in 1980. The three had just prior thereto been on the staff of the central (Denver) regional office of the SEC. In 1980, Joe was Assistant Regional Administrator in charge of enforcement matters, Harold was Branch Chief for broker-dealer matters and Tom was Branch Chief for regional office registration of Securities Offerings.
During his fourteen years at the Securities and Exchange Commission's central regional office, Tom represented the commission in civil and administrative enforcement actions against issuers, broker-dealers, investment advisers, persons affiliated with such entities and professionals practicing before the commission. In addition, he participated as co-counsel with Assistant United States Attorneys in the prosecution of criminal enforcement matters. As a Securities and Exchange Commission Attorney, Tom participated in examinations of investment companies, investment advisers and broker-dealers, and reviewed filings for public securities offerings.
Tom' s practice primarily relates to:
Representation of entities and individuals in connection with SEC investigations and enforcement matters
Representation of entities in connection with public and private offerings of securities
Representation of entities subject to the reporting requirements of the SEC
Representation of broker-dealers, investment advisers and associated persons thereof
General corporate matters
Acquisitions and mergers
Practice Areas: Securities and Corporate Law
Education: Regis College A.B. 1963; University of Wyoming J.D. 1966
Bar Admissions: Colorado and United States District Court for the District of Colorado 1967; Wyoming and the United States District Court for the District of Wyoming 1966
Professional Associations: Colorado Bar Association; Wyoming State Bar
Special Agencies: U.S. Securities and Exchange Commission, Attorney/Branch Chief, Denver 1966-1980 | 