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Biography As Director of Compliance, Stephanie serves as the point of contact with the FINRA, SEC, the State of Virginia and other securities related organizations. She handles licensing, registration and education for all of MICG Investment Management’s representatives. Stephanie also oversees client account trading activities and branch office procedures to ensure MICG is in full compliance with industry rules and guidelines.Stephanie has been actively involved in the financial planning industry since 1998. She is a General Securities Principal, a Registered Investment Company Products and Variable Contracts Representative, and an Investment Advisory Representative. Stephanie also maintains Uniform Securities Agent State Law, Life and Health insurance and Managed Futures licenses.Stephanie resides in Newport News, Virginia with her husband, Aaron. | 