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Ms. Humpherys, a New York native, brings more than 30 years experience in the financial industry, including an extensive securities background in a wide range of areas from account maintenance to regulatory control. Ms. Humpherys interfaces with brokerage firms, depository and clearing agencies, and the Securities and Exchange Commission. Her transfer department responsibilities include transfer processing, lost certificate replacement, warrant exercise, balancing corporate client security positions, new offerings, and customer service. | 