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Robert J. Moses is General Counsel and Senior Vice President for First Allied, and General Counsel for the Independent Brokerage Group at the parent AEFC level. Mr. Moses has been with the company since it was founded in 1994. During the time First Allied was owned by Wells Fargo & Company, he served as a member of the Wells Fargo Law Department and as General Counsel to Wells Fargo's Financial Consultant Advisory Group, with responsibility for that division's independent contractor brokerage and advisory firms and it's clearing business. Before joining First Allied, Mr. Moses was Associate General Counsel with NYSE member firm Josephthal & Co., Inc. He has in excess of 15 years of experience in the financial services industry. Mr. Moses received his Bachelor of Science in Business Marketing from Long Island University and earned his law degree from Benjamin N. Cardozo School of Law. He is a member of the bar in California, Connecticut, and New York. Mr. Moses is a member of the Securities Industry and Financial Markets Association - Legal and Compliance Division. He is FINRA licensed: Series 7 - General Securities Representative and Series 24 - General Securities Principal. | 