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Kirkpatrick & Lockhart, LLP ("K&L") comprises approximately 660 lawyers, including 250 partners, practicing in offices located in Boston, Dallas, Harrisburg, Los Angeles, Miami, Newark, New York, Pittsburgh, San Francisco and Washington. K&L currently represents or recently has performed projects for over half of the Fortune 500; 21 of the 25 largest mutual fund complexes or their investment managers; and 19 of the 20 largest U.S. bank holding companies or their affiliates. Since entering private practice, Mr. Marshall has conducted compliance reviews of investment companies, investment advisors, and broker-dealers; represented individuals and regulated entities in investigations by the SEC and self-regulatory organizations; created hedge funds; and provided advice and sought no-action relief for investment companies, investment advisors, and broker-dealers. Mr. Marshall is a partner in K&L’s New York office. Before joining K&L, Mr. Marshall had been Senior Associate Regional Administrator in the New York office of the SEC. In that position, Mr. Marshall supervised a staff of seventy that conducted inspections of investment companies and advisors in the New York region and oversaw enforcement matters related to those entities. Mr. Marshall has also been a branch chief in the SEC’s Enforcement Division in Washington, D.C. | 