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Matthew Eisenberg's practice focuses on representing investment advisers, hedge funds, funds of funds, offshore funds, private equity funds, other investment funds, third party marketers, and broker-dealers. Mr. Eisenberg advises as to all aspects of the fund structuring and formation process, preparation and review of fund offering documents and marketing materials, SEC and state investment adviser registration, SEC and state broker-dealer registration, NASD membership, preparation and negotiation of marketing/introduction agreements, seed financing transactions, leverage and derivative transactions, ongoing compliance matters, and regulatory examinations.
Education
New York University School of Law (J.D., 1990)
State University of New York at Binghamton (B.A., 1987, Cum Laude)
Bar Admissions
New York, 1991
Connecticut, 1990
Professional Associations and Memberships
Connecticut Bar Association
American Bar Association
Managed Funds Association (MFA)
Connecticut Hedge Fund Association
Recent Speaking Engagements
Hedge Fund Operations & Compliance, IQPC, October 2007
Hedge Funds World - Canada, Terrapinn, October 2007
Hedge Fund Regulation and Compliance, IIR, April 2007
Marketing & Advertising Compliance Forum, Financial Research Associates, March 2007
Hedge Fund Regulation and Compliance Forum, Financial Research Associates, November 2006
Hedge Fund Registration and Compliance, Legal IQ, September 2006
Looking Ahead: Hedge Fund Legislation and the Sequel to Goldstein v. the SEC, Institutional Investor, July 2006
Hedge Fund Regulation & Compliance Forum, Financial Research Associates, May 2006
Soft Dollars - Understanding, Applying and Monitoring the New Guidelines, Financial Markets World, March 2006
The Rapidly Changing Regulatory Environment for Third Party Marketers, The Third Party Marketers Association (3PM), November 2005
SEC Investment Adviser Registration, AIMA - Canada, June 2005 | 