Ms. Hayes joined CIG in February 2005 as a Compliance Consultant and accepted the position of Chief Compliance Officer in December of 2006. She brought with her 18 years of retail brokerage experience which included all aspects of branch operations. She formerly held positions of Branch Operations Manager and Branch Administrative Manager at EF Hutton, Lehman Brothers and Paine Webber, Inc. In 1994 she accepted the position of Regional Values Officer for Prudential Securities, Inc., Midwest Region where her responsibilities included proactive compliance, audit preparation and audit follow-up reporting to the Regional Director. In May of 1999 she stepped away from the business to stay home with her two young children. She is a former arbitrator for the NYSE and is currently a member of NSCP. Licenses Series 7, 24 and 63. |