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Marc Menchel is Executive Vice President and General Counsel of NASD’s Regulatory Policy and Oversight’s Office of General Counsel. Before joining NASD, Mr. Menchel was Executive Vice President and General Counsel of Tucker Anthony from July 1995 to April 2002 - one of the largest regional broker/dealers in the country - where he was also a member of the Board of Directors. During his time with Tucker Anthony, Mr. Menchel also served as a member of the Executive Committee of the Security Industry Association’s (SIA) Compliance and Legal Division.
From August 1989 to June 1995, Mr. Menchel held various legal positions with Prudential Securities Incorporated. During the last four years of his tenure at Prudential, he held the position of Senior Vice President and International Counsel with overall responsibility for the firm’s legal and compliance affairs in Europe, Asia, Australia, and South America. Mr. Menchel began his career in the securities industry in August 1980 with Thomson McKinnon where he was Associate General Counsel and Deputy Compliance Director.
Mr. Menchel holds an A.B. degree from Davidson College and a J.D. from Syracuse University College of Law, and he is a member of the New York State Bar. | 