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Lou has extensive back office and compliance experience having managed these functions at Salomon Brothers, Merrill Lynch, Van der Moolen, Financial Clearing and others. Lou holds six SRO licenses and is an active member of several SIA operational divisions. His hands-on experience is augmented by fifteen years experience as a securities operations instructor and author, and three years serving as the STP Development Manager for IBM’s Global Financial Markets. Lou’s mission is to augment Pipeline’s superior execution services by providing the high quality post-execution support that is expected and required by our clients. | 