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Mr. Lee joined LPL Financial in February 1999 to manage the day-to-day operations of the firm during the transitional year prior to self-clearing. He also played a key role in managing our successful conversion to self-clearing in June 2000. Currently Mr. Lee is responsible for the day-to-day management of customer side operations and new advisor transitions. Prior to joining LPL Financial, he was with Bank of America for more than five years. He was responsible for brokerage operations at the bank and was a member of the conversion team that oversaw the successful conversion from a fully disclosed clearing arrangement to self-clearing. Mr. Lee received a Bachelor of Arts degree from the University of California, Berkeley. He holds Series 7, 24, 63 and 65 securities licenses. | 