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Kristen Johnson began her career in finance at Goldman Sachs & Co. in Chicago. Over the course of 5 years, Ms. Johnson gained experience in Asset Management and Fixed Income, Commodities, and Currency Sales and Trading as a Sales Analyst for the firm. In 2005, she relocated to San Diego to head the Compliance Department as Chief Compliance Officer for CapStone Investments, a private alternative investment firm. She then joined Retirement Capital Group Securities in June of 2007. As Chief Compliance Officer of RCGS, Ms. Johnson ensures the firm's compliance with securities regulations in accordance with organizations such as the Securities & Exchange Commission (SEC) and the Financial Industry Regulatory Authority (FINRA).
Ms. Johnson holds a Bachelor of Business Administration with a concentration in Marketing, as well as minors in Psychology and Spanish, from the University of Iowa in Iowa City, Iowa.
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