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F. James Tennies President Mr. Tennies is President and co-founder of InCap Group, Inc. Mr. Tennies is responsible for the overall direction of the firm. Mr. Tennies is actively involved with the firm’s M&A practice for asset management firms as well as other corporate finance assignments. Prior to joining InCap, Mr. Tennies was the Chief Administrative Officer of Legg Mason’s Asset Management operations. During Mr. Tennies’ tenure at Legg Mason, Legg Mason’s assets under management more than quadrupled and Legg Mason emerged as a significant player globally in the asset management business. Previously, Mr. Tennies was Legg Mason, Inc.’s Associate General Counsel, responsible for Legg Mason’s acquisitions. Earlier in his career, Mr. Tennies practiced corporate and securities law at Covington & Burling in Washington, D.C. Mr. Tennies has served on the Board of the Forum for Investor Advice and has been a member of Institutional Investor’s International Mutual Fund Institute. He is quoted in Board IQ and other mutual fund publications. Mr. Tennies is currently a Trustee of the Historic Charles Street Association. Mr. Tennies is a graduate of Yale Law School and Franklin & Marshall College (Phi Beta Kappa). Email: jtennies@incapgroup.com Phone: 410.727.2100 Ext. 109 | 