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Debra M. Schaps is Vice President of the Broker/Dealer Division and a Senior Associate of MGL Consulting Corporation. She has been with the firm eleven years and her responsibilities include consulting with clients regarding registration of their firm and its agents with FINRA, SEC, NFA, CFTC and various state agencies. She oversees the annual renewal of client’s registrations with FINRA, SEC, NFA, CFTC and various state agencies as a broker/dealer. She is responsible for branch office filings and coordination of foreign corporation filings on behalf of clients. She interfaces with accountants on the filing requirements for annual financial audits with FINRA, SEC and states. She oversees agent transfers and special registration situations with FINRA/CRD and various state regulatory jurisdictions. She consults with clients regarding operational issues and record keeping requirements for their firms.Ms. Schaps coordinates with clients and FINRA staff members in various Districts to effect modifications to the firm’s Membership Agreements so as to properly address and or expand the business scopes of our clients. She is also responsible for the coordination of firm’s fidelity bond filings and renewal process. Ms. Schaps attended Sam Houston State University where her area of study was Business Administration. | 