David is responsible for the compliance and legal oversight of primary firm functions including product management and development, client management and regulatory inquiries.
David has ten years of experience providing legal and compliance services in the financial services arena. Prior to joining Tiedemann, David was Counsel and Chief Compliance Officer at an insurance company and its affiliated broker-dealer where he structured private placement life insurance and annuity products for high net-worth clients. Before that, David worked at a multi-national law firm tending to the securities law demands of investment advisors, broker-dealers and public and private investment funds. David began his career as an investment company regulatory administrator servicing the legal and compliance needs of mutual funds, their boards of directors and investment advisors.
David received his BA from the University of Delaware and his JD/MBA from Widener University. David is admitted to practice in the State of Delaware. |