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Brad S. Maistrow concentrate in civil litigation, and corporate and securities law matters. He has successfully represented brokerage firms, clearing firms, industry professionals and investors in NASD, NYSE, AMEX and AAA arbitration proceedings, and in state and federal trial and appellate court litigation. Mr. Maistrow also represents brokerage firms and securities industry professionals in the arbitration of employment related disputes, including wrongful termination, U-5 defamation and compensation issues. He also represents industry members in regulatory and enforcement proceedings before the SEC, NASD and NYSE, and has helped formulate compliance policies and procedures for broker-dealers and investment advisors. Mr. Maistrow is admitted to practice law in the state of New York, and before the United States Court of Appeals for the Second Circuit, the United States Tax Court, the U.S. District Court for the Southern District of New York and the U.S. District Court for the Eastern District of New York. He received a B.S. (Finance) degree from the State University of New York at Buffalo (l981), and a J.D. degree from Brooklyn Law School (1984). Before joining the firm, Mr. Maistrow was a member of Meyers & Maistrow in New York City. Mr. Maistrow was retained by the Securities Industry Association to file an amicus brief with the New York State Court of Appeals. Additionally, he successfully defended a national securities exchange in U.S. District Court, securing a decision holding that Section 19(g) of the Exchange Act does not provide an express or implied private right of action. Mr. Maistrow is a member of the Securities Industry Association Compliance and Legal Division. He also is a member of the New York State Bar Association and the American Bar Association.
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