Barbara Lucas is a well-known securities and banking lawyer with more than 25 years of experience in law, business and government. A former partner and chairperson of the banking department at Cadwalader, Wickersham & Taft, Ms. Lucas has represented major U.S. and foreign banks, broker-dealers, primary dealers, derivatives companies and hedge funds on a wide range of banking, securities, corporate, compliance and governance issues. Prior to joining Cadwalader, she was General Counsel to what was then known as Citicorp’s Investment Bank, with responsibility for oversight of all legal and compliance functions in Citi’s wholesale securities, commodities, derivatives, structured finance and foreign currency businesses in the U.S. and O.E.C.D. countries. She also served as Chief Counsel to the CFTC’s Division of Enforcement and Director of its Office of Policy Review, as well as Special Counsel to the SEC’s Division of Corporation Finance, in charge of its Corporate Governance Task Force and various regulatory initiatives, including actions culminating in passage of the Foreign Corrupt Practices Act. A pioneer in the derivatives business and a long-time adviser to all types of financial services companies, Ms. Lucas offers consulting, compliance, educational and other services to corporate boards and managers, plan sponsor trustees, mutual fund boards, hedge fund managers, counsel and compliance personnel. A frequent speaker at legal and compliance seminars and symposia, she is the author of numerous articles appearing in a wide range of publications. Ms. Lucas received her undergraduate degree in English from Cornell University and her J.D. from the Washington College of Law at American University. |